Advance Directives

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Adults in New York State have the right to refuse medical treatment, including life-sustaining treatment, as protected by our federal and state laws. This includes your right to request or consent to treatment, to refuse treatment before it has started, and to have treatment stopped once it has begun. However, unforeseen illness or injury could render you unable to communicate your wishes about medical treatment.

If you desire to refuse treatment, you should plan ahead because, without written proof of your wishes, your family may not be allowed make to medical decisions for you. In that instance, the state would act as your decision maker by default. You can ensure that your medical treatment wishes are respected by filing an advance directive.
 


What is an Advance Directive?

An advance directive is a legal document allowing you to give instructions to your doctor and other medical professionals about the types of medical treatment you wish to receive in the event that you become unable to make those decisions for yourself. It can take the form of a health care proxy, which appoints someone to make medical decisions for you, or a living will, which leaves specific instructions for your doctor to follow. An advance directive assists your doctor and hospital by resolving any ethical questions associated with your treatment. It also assists your family and friends by relieving them of any uncertainty or guilt surrounding your medical treatment. An advanced directive can be changed or cancelled at any time.

Health Care Proxy

A health care proxy enables you to appoint someone you choose to make medical decisions for you in the event that you become unable to make those decisions yourself. You can appoint this person by filling out and signing a form called a Health Care Proxy, which should be provided by your hospital upon admission. This form can also be obtained from your health insurance provider, the New York State Department of Health, your doctor, or your lawyer. A health care proxy may also be referred to as a durable power of attorney for health care, a medical power of attorney, or the appointment of a health care agent.

Living Will

If you do not want to appoint someone to make medical decisions on your behalf, you can leave instructions about your medical treatment in advance through a living will. General instructions, however, may not be enough to protect you from treatment you may not wish to receive because of medical conditions not specifically accounted for in your living will. Your instructions must clearly state the kind of treatment you would not want to receive and the condition in which you would refuse such treatment because, unlike the health care proxy, no one can interpret the living will for you.

Which Advance Directive best protects your treatment wishes?

To protect your treatment wishes, it is generally considered best to appoint someone as your health care proxy to advocate for you. You can give the person you select as much or as little authority as you want when making treatment decisions on your behalf. For example, you can include a number of instructions that your proxy must follow, while leaving other medical decisions to his/her discretion or understanding of your wishes. If you would like your proxy to make decisions about withholding or withdrawing life support, such as artificial nutrition and hydration, you should make that clear on your proxy form. The advantage of having a proxy is that he/she has the flexibility to make decisions for conditions that you might not have anticipated. Your proxy can talk with your doctor about your changing medical condition, deciding to authorize or have treatment withdrawn as circumstances change. In addition, your proxy would be able to clarify vague language within your treatment instructions because of his/her knowledge of the quality of life important to you.

Who can be a health care proxy?

You can appoint any adult to be your health care proxy, with the exception of your doctor, an employee of your doctor or an employee of your hospital or nursing home, unless related to you. This person need not be a family member and cannot be held liable for the costs of your care just because she/he is your proxy. Make sure that the person you appoint feels comfortable being your proxy, understanding your treatment wishes and the quality of life important to you. Since it is impossible to foresee every type of circumstance or illness, it is essential to consider the general quality of life that is important to you. In doing this, think about your overall attitude toward life, including the activities and situations you enjoy, how you feel about losing your independence and control, and how your religious and moral convictions affect your attitude toward health, illness, dying and death. Discussing the reasons for your treatment decisions with your proxy will relieve guilt and uncertainty that he/she might experience.

Your health care proxy should be an assertive person who is willing to actively advocate on your behalf. To make informed decisions, she/he needs to understand your rights and be willing to learn more about your medical condition. Your proxy must not be afraid to ask your doctor questions about your condition and prognosis. Since your doctor's definition of recovery might be very different from your own, your proxy must ask about the goals of the treatment and determine whether it would prove to be a benefit or a burden to someone in your condition. Many doctors are afraid to remove treatment, not wanting to be sued by a patient's family. If the doctor is unresponsive to your questions or concerns, your proxy should seek the assistance of a Patient Representative or other hospital administrator, such as the chief of medicine, to improve communication with your doctor.

Decisions about Life Support

Understanding life support measures is essential when filing an advance directive and being a health care proxy. Life support is used to replace or support a failing bodily function. Patients are often put on life support temporarily until their illness is stabilized or cured and their body resumes normal functioning. However, there are cases in which the body never regains the ability to function without life support. To make an informed decision about life support, one must consider the benefits as well as the burdens of the treatment being offered. A treatment may be considered beneficial if it relieves suffering or restores body functioning, whereas the same treatment might be considered burdensome if it causes pain or prolongs the dying process. In your advance directive, you can state that you want certain life support measures used for a specific length of time, with their continuance based on improvement in your condition. When making decisions about certain treatments, make sure you understand why the treatment is being offered and what benefits might result from it.

Life support systems

Mechanical ventilation is used to support or replace the function of the lungs. A machine called a ventilator or respirator forces air into the lungs through a tube inserted in the nose or mouth and down into the windpipe. Mechanical ventilation can be used to assist patients with short-term problems as well as those with irreversible respiratory failure. Some patients on long-term mechanical ventilation are able to enjoy a quality of life important to them. For others, however, mechanical ventilation simply supplies oxygen, while doing little to improve the patient's underlying condition. When deciding upon treatment instructions, specify whether you would want mechanical ventilation if you would never regain the ability to breathe on your own.

Artificial nutrition and hydration
(tube feeding) replaces ordinary eating and drinking with a mix of nutrients and fluids placed by a tube directly into the stomach, the upper intestine or a vein. Artificial nutrition and hydration can save one's life when used until the body heals, with long-term treatment being administered to patients with serious digestive disorders that impair their ability to digest food. Long-term use of feeding tubes is also administered to patients with irreversible or near-death conditions, possibly prolonging the dying process. Without specific instructions in your advance directive about the removal of artificial nutrition and hydration, your health care proxy will not be allowed to refuse the treatment for you. Therefore, be sure to list specific instructions about the treatment in your advance directive, for it has been the source of many legal disputes.

Organ and Tissue Donations

A health care proxy may contain your wishes regarding organ and tissue donations. However, failure to include this information may not be taken as a wish to not donate.

Cardiopulmonary Resuscitation and Do Not Resuscitate Orders

Cardiopulmonary Resuscitation (CPR) is emergency treatment used to restart a patient's heart and lungs when suffering from heart failure. CPR may consist of simple mouth-to-mouth breathing and external chest compression, or may involve electric shock, injection of medication into the heart and, in extreme cases, open chest heart massage. When used successfully, such as in response to a heart attack or drowning, CPR restores heartbeat and breathing, often allowing patients to resume their previous lifestyle. However, the success of CPR depends on a patient's overall medical condition. While age alone does not determine whether CPR will be successful, the illnesses and frailties that come with age often reduces its success rate. In an emergency, it is assumed that all patients would consent to CPR. However, if a doctor determines that CPR will not work, it is not provided. When patients are seriously or terminally ill, CPR may not work or may only partially work, leaving the patient brain-damaged or in a worse medical condition than before experiencing the heart failure.

A Do Not Resuscitate (DNR) Order instructs your doctor and other medical professionals not to perform CPR on a patient if his/her breathing or heartbeat stops. A DNR Order must be issued by your doctor and placed on your medical chart. A DNR Order is different than a living will and health care proxy in that it is a decision about CPR alone and does not relate to any other treatment. If a patient is in a nursing home, a DNR Order tells staff not to perform resuscitation and not to transfer the patient to a hospital for CPR. An order issued in a hospital or nursing home will not apply at home. Therefore, you, your health care proxy, or closest family member must specifically request a home DNR Order.

An adult patient may consent to a DNR Order by informing a doctor verbally or in writing, such as in a living will. If you become unable to decide about your medical treatment and you did not tell your doctors or others about your wishes in advance, a DNR Order can be written with the consent of someone chosen by you in a Health Care Proxy form. It is better to appoint one person to decide about CPR for you, as there can be disagreement among family members. Your closest relative or a close friend can consent to a DNR Order only when you are unable to make medical decisions for yourself and have not appointed someone to decide for you. This person can consent to a DNR Order when you are terminally ill, permanently unconscious, when CPR would impose an extraordinary burden given your condition, or when it would be medically futile.

Doctors and Advance Directives

By law, doctors are required to follow advance directives, except when to do so would be against their moral or ethical beliefs. If a patient's doctor disagrees with the patient's living will or health care proxy's decision about treatment, he/she must either refer the matter to dispute mediation within the hospital or transfer the patient to another doctor's care. When referred to dispute mediation, the Ethics Committee of the hospital usually holds a meeting with the patient's family and doctor to determine if, according to the patient's advance directive, the withdrawal of treatment would coincide with the patient's treatment wishes. If the Ethics Committee determines that the advance directive authorizes the refusal of treatment, the doctor must either adhere to the decision or transfer the patient to another doctor's care. If the Ethics Committee determines that the advance directive does not authorize the refusal of treatment, the proxy or the family of the patient can pursue the matter further with the hospital administration or take the hospital or doctor to court.

Hospital policies concerning advance directives

Some private hospitals refuse to follow advance directives by including a conscience clause in their advance directive policy. A conscience clause is a policy statement exempting a private hospital from following advance directives that are not consistent with its religious/moral beliefs and operating principles. According to federal and state law, hospitals must inform patients of their advance directive policies, including conscience clauses, upon admission. Many Catholic hospitals, stating that they operate according to a duty to preserve life, object to treatment or omission of any treatment which, by itself, would cause death. The withholding or withdrawal of artificial nutrition and hydration is often mentioned in such conscience clauses. For instance, when artificial hydration is removed from a terminally ill patient, dehydration, rather than the terminal disease might be viewed as the cause of death. In that case, artificial hydration might not be withheld or withdrawn. If a hospital cannot honor a patient's advance directive because of a conscience clause, it must transfer the patient to a facility that will honor those treatment wishes. It can be difficult, though, to find a facility willing to take a patient specifically with the intention of removing his/her life support. Therefore, if you have decided to file an advance directive, find out if your hospital has any conscience clauses in its advance directive policies before you are admitted.

It is considered legally appropriate to discontinue medical treatments that are no longer beneficial to a patient. Although a distinction is often made between not starting (withholding) and stopping (withdrawing) treatment, no legal difference exists between the two when it is in accordance with a patient's wishes. The underlying disease, not the withholding or withdrawal of treatment, is seen as the cause of death.

How to file an Advance Directive

To file an advance directive, blank Health Care Proxy forms and living wills can be obtained from the New York State Department of Health or legal form stores. Ask your doctor to explain any treatments or procedures that seem confusing before you complete your advance directive and determine how these treatments would affect the quality of life important to you. Once completed, give a copy of your advance directive to your doctor for your medical file, and make sure he/she is willing to follow it. Make additional copies for your proxy and family members.

When filling out a living will, the need for clear, specific instructions cannot be overstated. These instructions can take up as much space as necessary in the living will. You must list the kinds of treatment you do not wish to receive along with the medical conditions in which you would refuse such treatment. After you sign your living will, two witnesses over 18 years of age must also sign the document. After it is completed, it is advisable to have your living will notarized.

The Health Care Proxy form contains easy-to-follow instructions and can be completed within a matter of minutes. If you do not list any limitations in the optional instructions section of the form, your proxy will be allowed to make all medical decisions on your behalf, not including the decision to refuse artificial nutrition and hydration. It is extremely important to state whether you authorize your proxy to refuse artificial nutrition and hydration, because, without these instructions, your proxy will not be allowed to make those decisions for you. When completed, you must date and sign the proxy, being sure to include your address. If you are unable to sign yourself, you may direct someone else to sign in your presence. Two witnesses at least 18 years old must sign your proxy. Neither the appointed proxy or substitute proxy can sign as a witness. You do not need a lawyer to fill out the form, but you might want it notarized for extra protection. To cancel the proxy, simply fill out a new form and change the appointed person or any of the treatment instructions. Be sure to give your doctor and family copies of the new form. It is best to appoint your agent in advance, not just when you are planning to enter the hospital.

For more information, contact your local hospital to find out if it conducts any seminars on advance directives, or the non-profit organization Partnership for Caring. Partnership for Caring provides information and advice about end-of-life care and patients’ rights. To contact Partnership for Caring, call (800) 989-9455 or (212) 870-2003. Write to Partnership for Caring, Inc., 475 Riverside Drive, Suite 1825, New York, NY 10115. You can also visit their World Wide Web site at www.partnershipforcaring.org.